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Article 449 ter Spanish Criminal Procedure Act: Pre constituted evidence of witnesses under fourteen

Article 449 ter requires the hearing of a witness under fourteen years of age, or of a person with a disability in need of special protection, to be taken in all cases as pre constituted evidence in the offences which it lists, with all the guarantees applicable to the taking of evidence at trial.

Wording of Article 449 ter of the Spanish Criminal Procedure Act

Where a person under fourteen years of age or a person with a disability in need of special protection is to take part as a witness in judicial proceedings the object of which is the investigation of an offence of homicide, of injury, against liberty, against moral integrity, of trafficking in human beings, against sexual freedom and integrity, against privacy, against family relations, relating to the exercise of fundamental rights and public freedoms, of criminal and terrorist organisations and groups or of terrorism, the judicial authority shall in all cases order the hearing of the minor to be taken as pre constituted evidence, with all the guarantees of the taking of evidence at the trial hearing and in accordance with the provisions of the preceding article. That process shall be carried out with all the guarantees of accessibility and with the necessary supports.

The judicial authority may order that the hearing of the person under fourteen years of age be conducted through psychosocial teams which shall support the court on an interdisciplinary and interinstitutional basis, gathering the work of the professionals who have previously intervened and studying the personal, family and social circumstances of the minor or of the person with a disability, in order to improve their treatment and the yield of the evidence. In that case, the parties shall transmit to the judicial authority the questions which they consider appropriate, and the judicial authority, after reviewing their relevance and usefulness, shall provide them to the experts. Once the hearing of the minor has been conducted, the parties may seek clarifications from the witness on the same terms. The statement shall always be recorded and the judge may, after hearing the parties, require from the expert a report accounting for the conduct and the outcome of the hearing of the minor.

Where the person under investigation is present at the hearing of the minor, visual confrontation with the witness shall be avoided, using for that purpose, if necessary, any technical means.

The measures provided for in this article may be applicable where the offence is classified as a minor one.

Working translation prepared by Société Juridique from the consolidated Spanish text published by the Official State Gazette. It has no official status: the only authoritative version is the Spanish original, available at the Official State Gazette and reproduced verbatim in our Spanish-language entry for this provision. Source: Royal Decree of 14 September 1882 approving the Spanish Criminal Procedure Act.

Effect. The provision imposes no penalty. Its correct observance permits the statement to be relied upon at trial without the presence of the minor, whereas a defect in the guarantees of contradiction deprives the pre constituted evidence of any value as evidence for the prosecution.

Requirements and procedure

  1. A witness under fourteen years of age, or a person with a disability in need of special protection.
  2. That the object of the investigation be one of the offences listed in the first subparagraph.
  3. The taking of the hearing as pre constituted evidence with all the guarantees of the taking of evidence at trial, in accordance with Article 448.
  4. The recording of the statement and, where a psychosocial team intervenes, the transmission of the questions of the parties through the judicial authority.

Defence strategy

Effective contradiction. The value of the pre constituted evidence depends upon the defence having been able to take part effectively. The absence of a summons, the refusal of the questions submitted or the taking of the statement before the defence had access to the file are defects which deprive the statement of its value as evidence for the prosecution.

Relevance and usefulness of the questions. The judicial authority reviews the questions before they are put through the experts. A refusal without reasons, or the reformulation of the questions in terms which alter their meaning, must be recorded and objected to at the time, since it cannot be remedied at trial.

Method of the psychosocial examination. The reliability of the hearing depends upon the method employed. Suggestive questions, prior interviews which are not recorded and the absence of an assessment of the possibility of contamination of the account are the points upon which the expert challenge to the evidence is built.

Integrity of the recording. The statement must always be recorded. The absence of the complete recording, or the production only of a transcript, prevents any review of the manner in which the hearing was conducted and is a ground for challenging its use at trial.

Are you under investigation or facing charges in Spain? Société Juridique acts for foreign nationals throughout Spain, with offices in Alicante and Madrid and a 24-hour custody line. +34 669 30 21 13 or enquire online.

This entry is provided for information only and does not constitute legal advice. The application of any provision depends on the circumstances of the individual case and requires examination of the case file by a qualified lawyer.

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